At Ludlow Research, we believe the legacy IR model is broken. Issuers shouldn't have to choose between expensive, zero-result retainers and unvetted promotional networks. We combine twenty-five years of New York capital markets experience with enterprise-grade AI architecture to deliver independent research validation and transparent, compliant investor engagement.
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Financial Technology & Capital Markets Advisory
Tom Bustamante | Founder & Managing Director, Ludlow Research
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25+ Years of Verified Public Market Experience: Advising OTC and NASDAQ micro-cap issuers on corporate communications, market positioning, and digital shareholder visibility.
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Enterprise AI Credentials: Certified in IBM Watsonx Foundations, IBM Artificial Intelligence, and IBM Project Management. Formal IBM Business Partner specializing in capital markets workflow automation.
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Rigorous SEC & Market Compliance: Deep operational expertise in securities law, private placements (Reg D, 506, 506b), and crowdfunding regulations (Form CF). On file with the SEC and Toronto Stock Exchange.
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Institutional-Grade Infrastructure: Utilizing partner-aligned frameworks (IBM Watsonx, NVIDIA, Anthropic Claude) to deploy compliant, "Human-in-the-Loop" automated investor relations architectures.