Put Your Company on the Radar

Most small-cap and OTC-listed companies go unnoticed by Wall Street, with little to no institutional research coverage. That lack of visibility makes it harder to attract new investors, raise capital, or build long-term credibility.

A Ludlow Research Report changes that.

We deliver concise, professional equity research reports that give your company the recognition it deserves — helping investors understand your story, your valuation potential, and your competitive position in the market.

Benefits of a Research Report

  • Build Investor Awareness – place your stock in front of a broader base of retail and accredited investors.

  • Credibility in Raising Capital – a published research opinion adds legitimacy when approaching banks, family offices, or strategic investors.

  • Investor Presentations & Decks – leverage our reports into investor-ready slides and interactive presentations.

  • Valuation Comparisons – show investors how your company stacks up against sector peers.

  • Strategic Partnerships – attract potential partners by showcasing market opportunity and positioning.

  • Liquidity Support – greater awareness can translate into stronger trading activity and market visibility.

Why Ludlow Research?

For nearly two decades, Ludlow Research has specialized in providing research coverage and awareness for small-cap public companies. Our team helps CEOs and IR professionals cut through the noise of the OTC markets, putting your business story in front of investors who matter.

 

Research Initiation & Compliance Guidelines

1. Scope of Issuer Eligibility

Ludlow Research initiates independent equity research coverage exclusively on fully reporting public entities with verifiable, audited financial statements (GAAP or IFRS). Eligible public issuers must trade on major exchanges:

  • United States: NYSE, NASDAQ, and select reporting OTC Markets issuers.

  • Canada: TSX, TSX Venture Exchange (TSXV), and the Canadian Securities Exchange (CSE).

Ludlow Research maintains a strict policy against initiating coverage for dark, non-reporting, or un-audited entities.

2. Regulatory Disclosures (SEC 17(b) & TMX Policy 3.4)

All published research reports, financial modeling, and automated AI syndications adhere strictly to disclosure requirements enforced by applicable regulators:

  • SEC Section 17(b): Complete, transparent disclosure of the exact nature, source, and amount of compensation received for any research or awareness coverage.

  • TMX Policy 3.4: Adherence to Toronto Stock Exchange guidelines regarding material investor relations contracts and promotional disclosures.

3. Cash-Only Compensation & Editorial Independence

To eliminate structural conflicts of interest and protect market integrity:

  • Cash-Only Policy: Ludlow Research accepts cash compensation only for research report preparation and distribution.

  • Zero Equity: Ludlow Research, its principal analysts, and its affiliates do not accept common stock, preferred shares, options, or warrants as payment.

  • Fixed Fees: Fees are fixed upfront for analytical labor and are never contingent upon a positive rating, specific target price, or market outcome.

4. Private Company Valuation Criteria

To qualify for private company research coverage, the subject entity must have completed at least one verifiable round of equity funding (Seed Stage or higher) backed by an established third-party institutional investor (Venture Capital, Family Office, or Registered Wealth Management firm).