Ludlow Deal Book
Our network helps bridge accredited investors with carefully vetted small-cap OTC issuers seeking strategic capital partnerships. We provide our members direct access to non-dilutive investment opportunities, which have typically been reserved for institutional investors.
- Convertible notes
- Private placements
- Reg A, preferred
Recent Debt Opportunity
The SEC's recent crackdown on toxic convertible notes has helped strengthen shareholder protection in the OTC markets, but also removed access to much needed operating capital for smaller priced issuers. Our firm helps bridge qualified investors with these vetted issuers by offering non-dilutive investment structures, which have been historically reserved for institutional type investors.
Join Ludlow Deal Book to access new investment opportunities
Certify Investor Status
Ludlow Research (“Ludlow”) is not a registered broker-dealer or investment adviser with the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority (“FINRA”), or any state securities regulatory authority. The company does not take any active role in negotiating of any offerings, but acts merely as introductory party.
INVESTORS ARE HIGHLY ENCOURAGED TO CONSULT WITH A FINANCIAL ADVISOR BEFORE MAKING ANY AND ALL INVESTMENT DECISIONS.